YAN Lixin，

Professional title: associate professor

Institute: Institute for Financial Studies

Focus: Financial Security, AML/CTF/CTE (anti-money laundering/counter terrorist financing/counter tax evasion), Crisis Dissemination

Associate Professor at the School of Economics and Institute for Financial Studies, Fudan University; Executive Director of China Centre for Anti-money Laundering Studies，post-doctor of communication studies, Ph.D (2006) in economics, Master (2001) of Change Management from Fudan University, bachelor of English literature, International Certified Anti-money Laundering Specialist, the very first accredited instructor for certified anti-money laundering specialists in Chinese mainland in 2009, the Chinau2019s only member of the board of directors of the International Network AML/CFT Institute in November 2017.

He boasts of rich work experiences: university teacher, public servant, part-time media host, General Manager and Chairman of the board of directors of an import and export company. He has over 50 publications, including monographs such as Research on the Anti-money Laundering Mechanism in Banking Industry, Textbook on Anti-money Laundering, Eloquence of Leaders, translation of the Training Manual for the Accreditation of Anti-money Laundering Specialists, and research papers such as “Organizational Framework of Anti-money Laundering in European and American Countries and Its Implication to China”, “Measures of Eliminating Information Asymmetry through Media Relations”, “Theory of Black and White Sesame and the Construction of Incentive Mechanism of Anti-money Laundering in Chinese Banking Industry”, “Upgrading and Transformation of Chinese Anti-money Laundering Strategy (2013-2018) and the Construction of Its Implementation Mechanism”, “Application of Behavioral Economic Theories in Crisis Management” etc. He has completed more than 20 research projects sponsored by international organizations, national and provincial government agencies, and other business and non-business entities, such as Anti-money Laundering in Futures Industry and Chinese Practice, Report on the Anti-money Laundering in the Third Party Payment Institutions in China, Measures in Improving the Effectiveness of Anti-money Laundering Supervision in Chinese Banking Industry, Risk Assessment of Counter Terrorist Financing, International Experience and Shanghai Measures of Fighting against Money Laundering in the Free Trade Zone, Cloud Security System by Online Banking—Ways and Approaches of Managing Accounts and Capital Risks and others. He is well-known and enjoys a good reputation in the field of anti-money laundering and counter terrorist financing.

● 主要科研成果：

● Major Research Achievements

1. 嚴(yán)立新（1991）. 英語(yǔ)幽默語(yǔ)言及其形成.《鎮(zhèn)江師專學(xué)報(bào)》，1991年3月第三期.

YAN Lixin (1991), English Humor and Its Formation, Journal of Zhenjiang Teachersu2019 College, 1991, 3(3).

2. 嚴(yán)立新（1992）. 領(lǐng)導(dǎo)的語(yǔ)言藝術(shù).南京大學(xué)出版社，1992年2月第一版.

YAN Lixin (1992). Eloquence of Leaders (Compiled). Nanjing University Press, 1992.2.

3. 嚴(yán)立新（2006）. 歐美反洗錢(qián)組織架構(gòu)的設(shè)立模式對(duì)我國(guó)的啟示 ，《歐洲一體化研究》2005年第 6期.

YAN Lixin (2006). Organizational Framework of Anti-money Laundering in European and American Countries and its Implication to China. European Integration Studies, 2005(6).

4. 嚴(yán)立新（2006）. 淺談我國(guó)反洗錢(qián)組織架構(gòu)的模式選擇.《江蘇社會(huì)科學(xué)》2006年第6期.

YAN Lixin (2006). Brief Introduction to Organizational Framework of Anti-money Laundering in China. Jiangsu Journal of Social Science, 2006.06.

5. 嚴(yán)立新（2006）. 歐美各國(guó)彩票業(yè)發(fā)展歷程、現(xiàn)狀與趨勢(shì)以及對(duì)我國(guó)的啟示.《世界經(jīng)濟(jì)情況》2006年第18期.

YAN Lixin (2006). Development of Lottery Industry in European and American Countries and Its Implication to China. World Economic Outlook, 2006(18).

6. 燕爽、嚴(yán)立新（2007）. 確立我國(guó)反洗錢(qián)戰(zhàn)略的必要性及其原則. 上海金融中心建設(shè)與中國(guó)反洗錢(qián)戰(zhàn)略研討會(huì)，2007年8月28日.

YAN Shuang, YAN Lixin (2007). Necessity and Principle of Establishing the Anti-money Laundering Strategy in China, report delivered in the Seminar on The Construction of Shanghai Financial Center and Chinese Anti-money Laundering Strategy, August 28th, 2007.

7. 張震、嚴(yán)立新（2007）.“金融自由化與反洗錢(qián)關(guān)系初探：理論模型、作用機(jī)制及政策建議”. 第四屆中國(guó)金融學(xué)年會(huì)入選論文.

ZHANG Zhen, YAN Lixin (2007). Financial Liberalization an Anti-money Laundering: Theoretical Model, Functioning, and Policy Suggestions, selected to the 4th annual conference of Chinese Financial Society.

8. 嚴(yán)立新、張震（2008）. 《反洗錢(qián)基礎(chǔ)教程》.復(fù)旦大學(xué)出版社，2008年5月.

YAN Lixin, ZHANG Zhen (2008). Basic Course on Anti-money Laundering. Fudan University Press, 2008.05.

9. 嚴(yán)立新（2008）. 信息不對(duì)稱條件下的危機(jī)主體與媒體公關(guān).《新聞大學(xué)》（權(quán)威期刊），2008年第2期.

YAN Lixin (2008). Media Relations in the Context of Information Asymmetry, Journalism Quarterly, 2008(2).

10. 嚴(yán)立新（2008）. 淺談危機(jī)公關(guān)中消解信息不對(duì)稱的策略選擇.《江蘇社會(huì)科學(xué)》, 2008年12月.

YAN Lixin (2008). Measures of Eliminating Information Asymmetry through Media Relations. Jiangsu Journal of Social Science, 2008.12.

11. 嚴(yán)立新、嚴(yán)維石（2009）. 中美央行貨幣政策信息收集與運(yùn)用差異分析.《上海金融》，2009年第6期.

YAN Lixin, YAN Weishi (2009). A Comparative Study on the Collection and Analysis of Monetary Policy Information between China and US. Shanghai Finance, 2009(6).

12. 嚴(yán)立新（2010）. 《銀行業(yè)反洗錢(qián)機(jī)制研究》，復(fù)旦大學(xué)出版社，2010年10月，（獲復(fù)旦大學(xué)出版資助基金管理委員會(huì)資助：復(fù)宣字 【2009】1號(hào)）

YAN Lixin (2009). Research on the Anti-money Laundering Mechanism in Banking Industry. Fudan University Press, 2010.10 (sponsored by the Publishing Commission of Fudan University, License No.: Fuxuan 200901.)

13. 嚴(yán)立新（2010）. 中國(guó)2008-2012反洗錢(qián)戰(zhàn)略重點(diǎn)解讀，《檢察風(fēng)云》2010 No.7 P.12-13

YAN Lixin (2010). Interpretation of Chinese Anti-money Laundering Strategies from 2008-2012, Prosecutorial View, 2010 No.7 P.12-13.

14. 嚴(yán)立新（2010）.“反洗錢(qián)：阻擊貪腐黑金”.《檢察風(fēng)云》2010 No.7 P4-5.

YAN Lixin (2010). Anti-money Laundering: Fighting against Dirty Money from Corruption. Prosecutorial View, 2010 No.7 P.4-5.

15. 嚴(yán)立新（2010），黑白芝麻理論與中國(guó)銀行業(yè)反洗錢(qián)激勵(lì)機(jī)制的構(gòu)建，《上海金融》，2010年第9期

YAN Lixin (2010). Theory of Black and White Sesame and the Construction of Incentive Mechanism of Anti-money Laundering in Chinese Banking Industry. Shanghai Finance, 2010 (9).

16. 嚴(yán)立新（第一作者 2011）. 風(fēng)險(xiǎn)為基下的中國(guó)網(wǎng)絡(luò)支付業(yè)與反洗錢(qián)規(guī)制.《洗錢(qián)控制》，Vol. 14 No. 1, 2011，pp. 93-101

YAN Lixin (2011）.Risk-based AML regulation on internet payment services in China. Journal of Money Laundering Control, Vol. 14 No. 1, 2011，pp. 93-101.

17. 嚴(yán)立新（2011）. 從合規(guī)為本到風(fēng)險(xiǎn)為本：第三方支付行業(yè)反洗錢(qián)監(jiān)管原則的必然要求.《上海金融》，2011年第6期，P45-48.

YAN Lixin (2011). From Compliance-based to Risk-based: a Natural Requirement of Anti-money Laundering Supervision for the Third Party Payment Industry. Shanghai Finance, 2011(6):45-48.

18. 嚴(yán)立新總譯·審（2011）. 《國(guó)際反洗錢(qián)師資格認(rèn)證培訓(xùn)教程》.復(fù)旦大學(xué)出版社，2011年6月.

YAN Lixin (2011). Translation of Training Manual for the Accreditation of Anti-money Laundering Specialists. Fudan University Press, 2011.06.

19. 嚴(yán)立新（2013）. 中國(guó)反洗錢(qián)戰(zhàn)略（2013-2018）的升級(jí)轉(zhuǎn)型及其實(shí)施機(jī)制的建立.《管理世界》（權(quán)威期刊），2013年第9期，P1-8.

YAN Lixin (2013). Upgrading and Transformation of Chinese Anti-money Laundering Strategy (2013-2018) and the Construction of Its Implementation Mechanism. Management World. 2013(9): 1-8.

20. 嚴(yán)立新（2013）. 行為經(jīng)濟(jì)學(xué)理論在危機(jī)管理中的應(yīng)用研究.《管理世界》（權(quán)威期刊），2013年第11期，P180-181.

YAN Lixin (2013). Application of Behavioral Economic Theories in Crisis Management. Management World, 2013(11): 180-181.

21. 嚴(yán)立新、童文�。�2013），自由貿(mào)易區(qū)洗錢(qián)與反洗錢(qián)：國(guó)際經(jīng)驗(yàn)與中國(guó)對(duì)策，袁志剛主編《中國(guó)（上海）自由貿(mào)易實(shí)驗(yàn)區(qū)新戰(zhàn)略研究》，2013年11月，P226-246

YAN Lixin,TONG Wenjun (2013). International Experience and Shanghai Measures of Fighting against Money Laundering in the Free Trade Zone, in YUAN Zhigang edited. Research into the New Strategies in the Shanghai Free Trade Zone of China. 2013.11:226-246.

22. 嚴(yán)立新（2015 第一作者）. 貪官贓款漂白術(shù)——洗錢(qián)手法篇.《檢察風(fēng)云》，中國(guó)檢察出版社，2015/ 07

YAN Lixin (2015). The Laundering of Dirty Money by Corrupted Officials—Methods. Prosecutorial View, 2015.07.

23. 嚴(yán)立新（2015 第一作者）. 貪官贓款外逃途徑——跨境外逃篇.《檢察風(fēng)云》，中國(guó)檢察出版社，2015/ 07

YAN Lixin (2015). The Flight of Dirty Money by Corrupted Officials—Cross-border Dirty Money Flight. Prosecutorial View, 2015.07.

24. 嚴(yán)立新（2015 第一作者）. 當(dāng)貪腐“傍上”洗錢(qián)——貪腐機(jī)理篇.《檢察風(fēng)云》，中國(guó)檢察出版社，2015/ 07.

YAN Lixin (2015). Money Laundering and Corruption—Mechanism of Corruption. Prosecutorial View, 2015.07.

25. YAN Lixin, TONG Wenjun （2016）. Money Laundering and Anti-Money Laundering in Free Trade Zones: International Experience & Shanghai Strategies <New Strategic Research on China (Shanghai) Pilot Free Trade Zone>——by World Century Publishing Corporation 2016

26. 嚴(yán)立新 （2017 第一作者）. 有效遏制地下錢(qián)莊洗錢(qián)問(wèn)題的策略研究.《上海金融》，2017/ 9 P57-61.

YAN Lixin (2017). Measures of Effectively Controlling Underground Financing. Shanghai Finance, 2017(9):57-61.

27.嚴(yán)立新（2019）《反洗錢(qián)理論與實(shí)務(wù)》.復(fù)旦大學(xué)出版社，2019年10月

主要參與課題及主持項(xiàng)目

● Major Research Projects

1、 上海市浦東新區(qū)殘疾人就業(yè)問(wèn)題及對(duì)策研究，2005/07－09.

Employment Issues and Measures of the Handicapped in Pudong New District of Shanghai, 2005/07-09.

2、福利企業(yè)減免稅金形成的凈資產(chǎn)：監(jiān)管及處置. 2005/07－09.

Supervision and Disposal of the Net Capital from Tax Exemption for Welfare Enterprises, 2005/07-09.

2、 轉(zhuǎn)型國(guó)家政府維持社會(huì)公正的反洗錢(qián)責(zé)任機(jī)制及啟示，全國(guó)哲學(xué)社會(huì)科學(xué)規(guī)劃辦公室，2007/07－2008/09.

Mechanism of Anti-money Laundering for Social Equity in Transition Countries and Its Implication, sponsored by the National Office for Philosophy and Social Science, 2007/07-2008/09.

4、主持國(guó)際合作項(xiàng)目《國(guó)際反洗錢(qián)師資格認(rèn)證體系的引進(jìn)及其本土化研究》，2009/05-2010/06

Presided over the project: Introduction and Localization of Anti-money Laundering Specialists Accreditation System, 2009/05-2010/06.

5、主持教育部社科類項(xiàng)目《期貨行業(yè)反洗錢(qián)與我國(guó)相關(guān)實(shí)踐研究》，2009/12-2010

Presided : Anti-money Laundering in Futures Industry and Chinese Practice, sponsored by the Chinese Ministry of Education, 2009/12-2010.

6、主持橫向項(xiàng)目《國(guó)內(nèi)第三方支付機(jī)構(gòu)反洗錢(qián)、反惡意套現(xiàn)調(diào)研報(bào)告——以支付寶為例》,2010/08-12

Presided : Anti-money Laundering and Malicious Cashing in the Third Party Payment Institutions in China—a Case Study of Alipay, 2010/08-12

1、 主持復(fù)旦大學(xué)人文社會(huì)科學(xué)跨學(xué)科研究重大項(xiàng)目《反洗錢(qián)從業(yè)資格認(rèn)證體系的建設(shè)及國(guó)際比較》，2011/6-2013/6

Presided : Construction of Anti-money Laundering Specialist Qualification Accreditation System and Its International Comparison, sponsored by Fudan University, 2011/6-2013/6.

8、主持復(fù)旦大學(xué)人文社會(huì)科學(xué)跨學(xué)科研究重大項(xiàng)目《非傳統(tǒng)安全視角下的城市信息安全研究》，2011/5-2014/4

Presided : City Information Security from the Perspective of Non-traditional Security, sponsored by Fudan University, 2011/5-2014/4.

9、主持上海市教委教育創(chuàng)新項(xiàng)目《提升我國(guó)銀行業(yè)反洗錢(qián)監(jiān)管有效性的策略研究》，2011/8-2013/9

Presided : Strategy on Improving the Effectiveness of Anti-money Laundering Supervision in Chinese Banking Industry, sponsored by the Shanghai Education Department as an innovation project, 2011/08-2013/09

10、主持中紀(jì)委專項(xiàng)委托課題《當(dāng)前腐敗分子洗錢(qián)和向境外轉(zhuǎn)移資產(chǎn)的途徑和治理對(duì)策研究》，2014/5-2014/10

Presided : Money Laundering and Channels of Dirty Money Transfer by the Corrupted Officials and Its Countermeasures, sponsored by The CPC Central Commission for Discipline Inspection as a specialty research project, 2014/05-2014/10.

11、主持國(guó)家反恐怖融資風(fēng)險(xiǎn)評(píng)估項(xiàng)目一項(xiàng)（密） （2013/09-2014/07）

Presided : Risk Evaluation of Terrorist Financing in China (classified), 2013/09-2014/07.

12、主持浙江省義烏市商務(wù)局課題《中歐義烏班列沿線國(guó)家進(jìn)口資源及策略研究》.（2015/03-2015/10）

Presided : Importable Resources in the Countries along the Yiwu-Europe Freight Train Route and Measures for the Import Promotion, sponsored by Yiwu Bureau of Commerce, 2015/03-2015/10.

13、主持銀監(jiān)課題《網(wǎng)商銀行金融云安全體系——賬戶及資金風(fēng)險(xiǎn)控制路徑與方法》（2016/06-2016/09）

Presided : Cloud Security System by Online Banking—Ways and Approaches of Managing Accounts and Capital Risks, sponsored by Chinese Banking Regulatory Commission, 2016/06-2016/09.